Facility Assessment Series
- veronica birch
- Oct 19, 2023
- 4 min read
This week we will be addressing the first 6 elements of the Facility Assessment.

As preiously mentioned, The CMS Facility Assessment is a dynamic process that nursing homes are required to perform regularly to maintain compliance with CMS regulations and to ensure that they are providing the best possible care and services to their residents. The information gathered in this assessment is crucial for creating and updating individualized care plans for residents and for overall facility quality improvement. It is also subject to review by CMS surveyors during inspections to determine whether the nursing home is eligible for Medicare and Medicaid reimbursement.
RESIDENT POPULATION ASSESSMENT:
Completing the resident population assessment element of the CMS Facility Assessment is an ongoing process, aimed at providing person-centered care to residents in long-term care facilities. It helps to ensure that the facility can adapt to changing residents’ needs and provide high-quality care.
To complete the resident population assessment element of the CMS Facility Assessment, you need to thoroughly evaluate the residents in your long-term care facility. Begin by gathering demographic and clinical information, including age, diagnoses, chronic conditions, and medication requirements. Assess residents' physical and mental health, along with their mobility and ADL/IADL needs. Understand their individual preferences and goals, considering cultural or religious considerations. Identify any special care needs, safety concerns, and engage residents and their families in the process. Document and analyze your findings, create individualized care plans, and regularly review and update the assessment to adapt to changing resident needs. Effective collaboration and communication with the care team is crucial, ensuring compliance with CMS regulations and providing person-centered care.
RESOURCES ASSESSMENT:
Completing the Resources Assessment element of the CMS Facility Assessment is crucial for ensuring a long-term care facility is adequately equipped to meet the needs of its residents. This assessment involves evaluating the available resources and their capacity to support the delivery of high-quality care. Begin by identifying the facility's human resources, including staffing levels, qualifications, and training. Assess the availability of medical equipment, supplies, and technology to support residents' healthcare needs. Consider the physical environment, such as the condition of the building, safety features, and the organization of resident spaces. Evaluate the facility's financial resources and budget, ensuring they align with the requirements for providing quality care and meeting regulatory standards. Collaborate with staff, administrators, and other relevant stakeholders to gather comprehensive data and develop strategies for resource allocation, procurement, and maintenance. Regularly review and update the resources assessment to adapt to changing resident needs and ensure the facility's compliance with CMS guidelines. This assessment is an integral part of delivering person-centered care and maintaining a safe and effective long-term care facility.
PERSONNEL ASSESSMENT:
Completing the Personnel Assessment element of the CMS Facility Assessment is essential for ensuring a long-term care facility has the right staff with the appropriate skills and qualifications to meet the needs of its residents. To do this, begin by assessing the facility's workforce, including registered nurses, certified nursing assistants, therapists, and support staff. Evaluate the qualifications, competencies, and training of each staff member, ensuring they align with the residents' care requirements. Consider ongoing education and training programs to keep staff up to date with best practices. Collaborate with administrators and department heads to gather comprehensive data and insights. Regularly review and update the personnel assessment to adapt to changing resident needs and ensure compliance with CMS guidelines. This assessment is vital for providing person-centered care and maintaining a well-staffed, skilled, and effective long-term care facility.
SERVICES ASSESSMENT:
Completing the Services Assessment element of the CMS Facility Assessment is vital for ensuring that a long-term care facility provides a comprehensive range of services to meet the needs of its residents. To accomplish this, begin by assessing the facility's current service offerings, which may include medical care, therapy services, social activities, and dietary services. Evaluate the quality and effectiveness of these services, considering resident satisfaction and health outcomes. Collaborate with department heads, nursing staff, social workers, and activity coordinators to gather insights into the services provided. Regularly review and update the services assessment to adapt to evolving resident needs and ensure compliance with CMS guidelines. This assessment is crucial for delivering person-centered care and maintaining a well-rounded and effective service portfolio in your facility.
RESDIDENT CHOICE AND QUALITY OF LIFE ASSESSMENT:
Completing the Resident Choice and Quality of Life Assessment element of the facility assessment is central to providing individualized, resident-focused care in long-term care facilities. To complete this assessment, first, establish an environment that promotes resident autonomy and well-being. Involve residents and their families in care planning and decision-making processes, and regularly seek their feedback to understand their preferences and goals. Assess the physical environment to ensure it is safe, comfortable, and adapted to residents' unique needs. Review care plans to guarantee they align with resident choices and quality of life objectives. Evaluate the variety and engagement levels of social and recreational activities, aiming to foster social connections and mental stimulation. Implement quality of life measurements and continuously monitor and improve residents' happiness and well-being. Train staff in a person-centered approach to ensure that care is individualized, and build meaningful relationships with residents. Lastly, maintain thorough documentation, regularly update the assessment to reflect changing needs, and ensure compliance with CMS guidelines, creating a supportive, resident-centric environment that prioritizes residents' choices and quality of life.
QUALITY ASSURANCE AND PERFORMANCE IMPROVEMENTM(QAPI) ASSESSMENT:
Completing the Quality Assurance and Performance Improvement (QAPI) element of the facility assessment is crucial to ensure ongoing quality improvement in long-term care facilities. To accomplish this, you should start by establishing a robust QAPI program that complies with CMS requirements. This program should include policies and procedures for data collection, analysis, and action plans. Gather a QAPI team with representatives from various departments, including nursing, administration, and direct care staff. Identify areas that require improvement by analyzing data related to resident care, safety, and satisfaction. Develop action plans based on this analysis, and implement them with specific, measurable objectives. Regularly monitor progress, making necessary adjustments to the plans. Foster a culture of continuous improvement through staff training and engagement. Additionally, maintain comprehensive records and documentation to demonstrate your facility's commitment to quality and compliance with CMS guidelines. Completing the QAPI element ensures that your facility prioritizes ongoing quality improvement, which is essential for delivering high-quality, resident-centered care.
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